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#	Item
351	Microsoft Word - Elizabeth Murphy Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-03 11:12:54 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Systemic risk Executive pay Financial regulation Public company Federal Reserve System Private law Business Management Types of business entity
352	Microsoft Word - Cost of Clearing Release FINAL[removed] Add to Reading List Source URL: www.erisfutures.com Language: English - Date: 2014-08-22 14:53:50 LCH.Clearnet Sapient Corporation Credit default swap Derivative Over-the-counter Hedge Interest rate swap Dodd–Frank Wall Street Reform and Consumer Protection Act Swap Financial economics Finance Financial system
353	Microsoft Word - cnaser5715.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-17 15:44:19 Law 73rd United States Congress United States Securities and Exchange Commission Securities Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act Due diligence Asset-backed security Securities Exchange Act Financial economics United States securities law Finance
354	Microsoft Word - 123pn13_.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-03 10:29:18 Stock market Systemic risk Securities 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Clearing house Futures contract Derivative Financial economics Finance Investment
355	Microsoft Word - gbrieman4891.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-17 08:17:59 United States Securities and Exchange Commission 73rd United States Congress United States securities law Securities Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act Electronic Municipal Market Access Security Financial economics Finance Economics
356	Microsoft Word - _PB_ June 3 Comment Letter 630 pm.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-07 15:06:55 Securities Late-2000s financial crisis Trade Repository Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Credit default swap Depository Trust & Clearing Corporation Derivative Trade Information Warehouse Financial economics Financial system Finance
357	Microsoft Word - 110605_SDMA_conflicts of interest_final.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-16 16:03:33 Financial markets Securities Clearing house Stock market Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act Securities market Commodity Futures Trading Commission Clearing Financial economics Finance Financial system
358	Microsoft Word - Final DOJ Letter.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-12 14:50:48 Stock market Over-the-counter Clearing house Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative Commodity Futures Trading Commission U.S. Securities and Exchange Commission Futures contract Futures exchange Financial economics Finance Investment
359	Microsoft Word - dekelly5233.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-17 08:06:51 United States housing bubble Fixed income securities Structured finance Real estate Real estate appraisal Automated valuation model Mortgage-backed security Dodd–Frank Wall Street Reform and Consumer Protection Act Valuation Economics Finance Financial economics
360	Microsoft Word - 2626597_1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-26 09:17:20 76th United States Congress Financial services Economy of Australia Investment Advisers Act Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser Australian Financial Services License Australian Securities Exchange U.S. Securities and Exchange Commission Financial economics Investment Finance

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